What is Form FS 5511?
The FS Form 5511, known as the TreasuryDirect Transfer Request, is designed for transferring securities such as savings bonds and Treasury bills from one TreasuryDirect account to another. This form helps you manage your investments by securely transferring ownership of your securities to a chosen recipient or financial institution. Completing this process is essential for maintaining accurate records and ensuring your investments are allocated correctly, which is vital for tax compliance and effective financial management.
What is Form FS 5511 used for?
Form FS 5511 is a TreasuryDirect Transfer Request form. It is used for several key purposes:
- Transferring Securities: Move E, EE, and I Savings Bonds and Treasury Bills, Notes, Bonds, and TIPS between TreasuryDirect accounts.
- Tax Compliance: Certify tax ownership status for accurate reporting of transferred securities.
- Account Management: Facilitate transfers between accounts, including those managed by trustees or financial advisors.
- Estate Planning: Transfer securities as part of estate planning, such as moving savings bonds to a trust.
How to fill out Form FS 5511?
- 1
Gather your TreasuryDirect account details.
- 2
Indicate the securities you wish to transfer.
- 3
Complete all required personal information, including tax liability statements.
- 4
Review the form for accuracy to avoid delays or rejections.
- 5
Download the completed form for mailing to the designated TreasuryDirect address.
Who is required to fill out Form FS 5511?
The FS Form 5511 is filled out by the account owner or account manager of a TreasuryDirect account. They provide necessary details about the transfer, including account numbers and security descriptions.
After completion, the recipient, whether another TreasuryDirect account holder or a broker/dealer, uses the form to process the transfer.
When is Form FS 5511 not required?
Form FS 5511 is not required for transfers within the same TreasuryDirect account or for transferring securities to a minor linked account. You don’t need it for transfers between spouses or in cases related to divorce, as these situations come with special handling instructions.
When is Form FS 5511 due?
The deadline for Form FS 5511 does not have a specific due date. To ensure timely processing, mail the completed form according to the provided instructions and have it signed in front of an authorized certifying official.
How to get a blank Form FS 5511?
To get a blank Form FS 5511, simply visit our website. The form is issued by the Department of the Treasury, specifically the Bureau of the Fiscal Service. Our platform has the blank version pre-loaded in our editor, ready for you to fill out and download. Remember, we assist with filling and downloading, but not filing forms.
How to sign Form FS 5511?
To sign Form FS 5511, you need a handwritten signature in the presence of an authorized certifying officer from a financial institution. Electronic or digital signatures won't work. After you sign, the certifying officer will complete the certification form and apply the required seal or stamp. Remember to check for any recent updates regarding this process. Use PDF Guru to fill out the form and download it for your records, but note that submission is not supported.
Where to file Form FS 5511?
To submit Form FS Form 5511, mail it to the address listed in the instructions. Make sure to check for any specific mailing requirements.
Before mailing, have the form signed by an authorized certifying official at a financial institution. This step is essential for processing.
